Frank P. Cochrane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Perris Cochrane, who also goes by Frank Cochrane, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1988. Frank had worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - December 10, 2013
COCHRANE CAPITAL MANAGEMENT, INC.
June 9, 1988 - June 18, 2014
INVESTMENT TIMING CONSULTANTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/9/1988
Non-Member General Securities ExaminationCurrent Firm
COCHRANE CAPITAL MANAGEMENT, INC.
CRD#: 134370 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
