Michael D. Fulford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dean Fulford MR., who also goes by Michael Dean Fulford, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2016 - February 21, 2017
MAGNUM FINANCIAL
January 29, 2004 - May 3, 2004
SUNAMERICA SECURITIES, INC.
October 22, 2001 - February 22, 2002
ESTREET SECURITIES, INC.
March 13, 2000 - June 27, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 24, 1998 - January 27, 2000
FIRST ALLIED SECURITIES, INC.
August 1, 1997 - November 25, 1997
PACIFIC HARBOR SECURITIES, INC.
February 7, 1996 - September 30, 1996
G & W EQUITY SALES, INC.
June 19, 1992 - March 10, 1993
CENTURY INVESTORS OF AMERICA, INC.
August 19, 1991 - October 22, 1991
G. A. REPPLE & COMPANY
July 16, 1990 - October 11, 1990
IDS LIFE INSURANCE COMPANY
July 16, 1990 - October 11, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
June 4, 1988 - July 10, 1990
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAGNUM FINANCIAL
CRD#: 152081 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 12,619,949 |
Red Flags
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