Joseph Sansevero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Sansevero was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2007 - April 30, 2008
AMERICAN CAPITAL PARTNERS, LLC
November 8, 2002 - December 31, 2005
AMERICAN CAPITAL PARTNERS, LLC
September 28, 1998 - November 11, 2002
LADENBURG CAPITAL MANAGEMENT INC.
October 20, 1993 - September 4, 1998
FIRST ASSET MANAGEMENT, INC.
July 9, 1991 - November 22, 1993
TUSCANY EQUITY MANAGEMENT CORPORATI0N
June 20, 1989 - June 26, 1991
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.