Ronald J. Fiedler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Jon Fiedler was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2002 - December 31, 2012
ALTON SECURITIES GROUP INC.
October 17, 2001 - January 5, 2002
ALTON SECURITIES GROUP INC.
November 15, 2000 - September 25, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
April 30, 1998 - November 15, 2000
BIRCHTREE FINANCIAL SERVICES LLC
June 3, 1991 - May 26, 1998
FIRST SPRINGFIELD SECURITIES, INC.
November 18, 1988 - June 6, 1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 13, 1988 - November 18, 1988
ROWLAND, SIMON & CO.
July 15, 1988 - August 24, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALTON SECURITIES GROUP INC.
CRD#: 39639 / SEC#: , 8-48776
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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