Kenneth P. Daley

AZIMUTH CAPITAL MANAGEMENT

Winthrop, ME 04364

Some features on this profile are disabled

CRD#: 1835993

Professional summary

Kenneth Paul Daley is a registered financial advisor currently at AZIMUTH CAPITAL MANAGEMENT, LLC located in Winthrop, Maine.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kenneth has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FOCUSED FITNESS ULTIMATE EDGE KARATE, 12 SHUMAN AVE. UNIT 15 AUGUSTA, ME 04330. EST. 2003, MR. DALEY IS THE OWNER/OPERATOR AND TEACHES CLASSES TWICE A WEEK IN THE EVENINGS. MARTIAL ARTS INSTRUCTION. FOCUSED FITNESS IS NOT INVESTMENT RELATED AND HAS NO RELATIONSHIP TO AZIMUTH CAPITAL MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Paul Daley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2012 - Present

AZIMUTH CAPITAL MANAGEMENT, LLC

Office #1: 150 B Main Street, Winthrop, ME 04364

RIA

CRD#: 165740

Winthrop, ME

Past

June 4, 2008 - November 6, 2012

EDWARD JONES

RIA

CRD#: 250

WINTHROP, ME

Past

May 8, 2008 - November 6, 2012

EDWARD JONES

CRD#: 250

WINTHROP, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(11/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/2008

General Securities Representative Examination

Current Firm

AZIMUTH CAPITAL MANAGEMENT, LLC

AZIMUTH CAPITAL MANAGEMENT | AZIMUTH CAPITAL MANAGEMENT, LLC

CRD#: 165740 / SEC#:

Maine

Registered Investment Advisory firm - (11/5/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

150 B Main Street, Winthrop, ME 04364

Mailing Address

Po Box 207, Winthrop, ME 04364

Phone number

(207) 377-2053

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 29,719,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Blasucci

ECHOTRADE LLC

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Jonathan Bruschi

RBC CAPITAL MARKETS, LLC

IAR

MORRISTOWN, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth P. Daley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Paul Daley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AZIMUTH CAPITAL MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2008

Series 7

Date: 5/7/2008

Current Firm

AZIMUTH CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AZIMUTH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors