Bruce R. Sandlow
Professional summary
Bruce Robert Sandlow is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1988. Bruce has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Robert Sandlow's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2008 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605January 12, 2005 - October 15, 2008
G1 EXECUTION SERVICES, LLC
November 8, 1997 - May 14, 2004
KNIGHT CAPITAL MARKETS LLC
August 18, 1997 - November 8, 1997
TRADETECH SECURITIES L.P.
March 6, 1996 - March 24, 1999
THE THIRD MARKET CORP.
March 18, 1993 - June 1, 1995
THE THIRD MARKET CORP.
July 7, 1989 - May 13, 1991
GRIFFIN FINANCIAL SERVICES
November 23, 1988 - October 7, 1989
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2008)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/21/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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