Ashley E. Rountree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashley Everett Rountree was a registered financial professional .
Ashley is a previously registered financial professional and started their career in finance in 1989. Ashley had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1990 - December 24, 1992
CORPORATE FINANCE INTERNATIONAL, INC.
April 24, 1989 - May 28, 2021
ALANTRA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CORPORATE FINANCE INTERNATIONAL, INC.
CRD#: 25204 / SEC#: , 8-41617
Contact information
Documents
Red Flags
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