Richard H. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Huntington Mayer, who also goes by Dick Mayer, Richard H Mayer, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2001 - August 22, 2002
CPI CAPITAL
September 24, 1998 - June 3, 2000
FORUM CAPITAL MARKETS LLC
November 27, 1995 - December 31, 1997
MUTUAL SERVICE CORPORATION
June 7, 1995 - October 3, 1995
LPL FINANCIAL LLC
February 27, 1990 - June 14, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CPI CAPITAL
CRD#: 44575 / SEC#: 801-56355, 8-50786
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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