DB
Denton L. Brooks
GWN SECURITIES
Hudson, OH
Some features on this profile are disabled
CRD#: 1835511
DB
Professional summary
Denton Lane Brooks, who also goes by Denny Brooks, is a registered financial advisor currently at GWN SECURITIES INC. located in Hudson, Ohio.
Denton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Denton has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denny Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLEARCREEK FINANCIAL GROUP POSITION: OWNER NATURE: DBA & SALES OF LIFE , HEALTH AND ANNUITY PRODUCT LINES INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 01/07/1995 ADDRESS: 1931 GEORGETOWN RD 100, HUDSON OH 44236 DESCRIPTION: OWNER, PRESIDENT 1931 GEORGETOWN LLC POSITION: OWNER NATURE: OFFICE BUILDING OWNERSHIP AND RENTAL INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/2006 ADDRESS: 1931 GEORGETOWN RD 100, HUDSON OH 44236 DESCRIPTION: OWNER OF OFFICE BUILDING IN HUDSON OHIO EMJ LLC POSITION: manger NATURE: to mangage a portion of the net worth of denton and maureen brooks , investing in stocks , bonds and mutual funds and real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 6056 nicholson dr, hudson OH 44236 DESCRIPTION: manager of family limited partnership trust for Denton and Maureen Brooks.
CRS (Client Relationship Summary) - RIA
Click below to view Denton Lane Brooks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Denton Lane Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2006 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Hudson, OH
Current
October 9, 2006 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Hudson, OH
Past
January 7, 2005 - September 27, 2006
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
HUDSON, OH
Past
January 3, 2005 - September 27, 2006
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
HUDSON, OH
Past
May 3, 2002 - December 31, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
January 2, 2002 - May 3, 2002
BAIRD MANAGEMENT CORPORATION
BD
CRD#: 45556
IRVING, TX
Past
February 21, 1997 - December 31, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 7, 1994 - March 13, 1997
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 4, 1992 - December 20, 1993
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
February 14, 1989 - February 25, 1992
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
July 26, 1988 - March 13, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
Past
July 26, 1988 - March 13, 1989
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2018)
RR
Arizona(1/9/2019)
RR
Florida(7/30/2021)
IAR
Florida(10/11/2022)
RR
Georgia(7/29/2021)
RR
Indiana(1/11/2019)
RR
Nevada(5/5/2021)
IAR
Ohio(10/2/2006)
RR
Ohio(10/9/2006)
RR
Tennessee(7/12/2016)
RR
Texas(12/12/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
