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RC

Robert Lelan Corder

WELLS FARGO SECURITIES
HOUSTON, TX
·CRD# 1835368·22 years experience

Professional Summary

Robert Lelan Corder is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in Houston, Texas. Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
1000 Louisiana Street, Houston, TX 77002
October 11, 2011 - Present
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
December 3, 2003 - February 7, 2007

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Current Firm

WF
WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: 8-65876
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-05g, St. Louis, MO 63103

Phone Number

(314) 875-3000

Established

Delaware since 03/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONPARENT—
CHESTER, KARA MCSHANEDIRECTOR/MANAGER2679854
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
MACCHIO, PETERCHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER2124187
OHARA, TIMOTHY PATRICKDIRECTOR/MANAGER2095368
RILEY, MICHAEL FRANCISDIRECTOR/MANAGER4165280
RIVAS, FERNANDO SCHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER4803269
SMITH, DANIEL DCHIEF OPERATIONS OFFICER5500659
SULIMIRSKI, EDWARDDIRECTOR/MANAGER/CONTROL PRINCIPAL2287347
THOMAS, DANIEL JEROME JRDIRECTOR/MANAGER—

Disclosures

Regulatory Event

161

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/28/2011)
RR
Alaska
(2/24/2017)
RR
Arizona
(2/24/2017)
RR
Arkansas
(2/24/2017)
RR
California
(10/28/2011)
RR
Colorado
(10/28/2011)
RR
Connecticut
(2/24/2017)
RR
Delaware
(2/24/2017)
RR
District of Columbia
(2/24/2017)
RR
Florida
(10/28/2011)
RR
Georgia
(2/24/2017)
RR
Hawaii
(2/24/2017)
RR
Idaho
(2/24/2017)
RR
Illinois
(10/28/2011)
RR
Indiana
(2/24/2017)
RR
Iowa
(2/24/2017)
RR
Kansas
(2/24/2017)
RR
Kentucky
(2/24/2017)
RR
Louisiana
(10/28/2011)
RR
Maine
(2/24/2017)
RR
Maryland
(2/24/2017)
RR
Massachusetts
(10/28/2011)
RR
Michigan
(2/24/2017)
RR
Minnesota
(2/24/2017)
RR
Mississippi
(10/28/2011)
RR
Missouri
(2/24/2017)
RR
Montana
(10/28/2011)
RR
Nebraska
(2/24/2017)
RR
Nevada
(2/24/2017)
RR
New Hampshire
(2/24/2017)
RR
New Jersey
(2/24/2017)
RR
New Mexico
(10/28/2011)
RR
New York
(10/28/2011)
RR
North Carolina
(2/27/2017)
RR
North Dakota
(10/28/2011)
RR
Ohio
(2/26/2017)
RR
Oklahoma
(10/28/2011)
RR
Oregon
(2/24/2017)
RR
Pennsylvania
(10/28/2011)
RR
Puerto Rico
(2/24/2017)
RR
Rhode Island
(2/24/2017)
RR
South Carolina
(2/24/2017)
RR
South Dakota
(2/24/2017)
RR
Tennessee
(2/24/2017)
RR
Texas
(10/28/2011)
RR
Utah
(10/28/2011)
RR
Vermont
(2/24/2017)
RR
Virgin Islands
(2/24/2017)
RR
Virginia
(2/24/2017)
RR
Washington
(2/24/2017)
RR
West Virginia
(2/24/2017)
RR
Wisconsin
(2/24/2017)
RR
Wyoming
(10/28/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Oct 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Lelan Corder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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