Pamela J. Liggett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jean Liggett, who also goes by Pamela J Larsen, Pamela Jean Larsen, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1988. Pamela had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2012 - November 30, 2015
FORESTERS EQUITY SERVICES, INC.
January 3, 2011 - December 31, 2011
SUNSET FINANCIAL SERVICES, INC.
August 18, 2003 - December 31, 2010
MML INVESTORS SERVICES, LLC
March 9, 2000 - July 1, 2002
IDS LIFE INSURANCE COMPANY
March 9, 2000 - July 1, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 2000 - July 1, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
February 28, 1997 - February 18, 2000
IDS LIFE INSURANCE COMPANY
February 28, 1997 - February 18, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
June 9, 1993 - April 20, 1995
AEGON USA SECURITIES INC.
February 7, 1991 - July 1, 1992
CAPITAL BROKERAGE CORPORATION
July 20, 1988 - February 4, 1991
PACIFIC FIRST SECURITIES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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