William L. Kennedy
Professional summary
William Logan Kennedy, who also goes by Bill Kennedy, William Logan Kennedy, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Logan Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206October 12, 2020 - August 30, 2023
GRIFFIN CAPITAL SECURITIES, LLC
January 6, 2010 - September 28, 2020
EATON VANCE MANAGEMENT
December 15, 2009 - September 28, 2020
EATON VANCE DISTRIBUTORS, INC.
November 5, 2008 - December 17, 2009
ALETHEIA SECURITIES, INC.,
March 26, 2007 - September 17, 2008
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
October 2, 2006 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
January 2, 2004 - October 7, 2005
VICTORY CAPITAL SERVICES, INC.
August 18, 2000 - December 31, 2003
KEYBANC CAPITAL MARKETS INC.
February 11, 2000 - October 10, 2005
VICTORY CAPITAL MANAGEMENT INC.
June 19, 1996 - September 20, 1996
FIRST INTERSTATE INVESTMENTS,INC.
November 19, 1993 - April 30, 1999
WELLS FARGO SECURITIES INC.
April 28, 1992 - November 19, 1993
MARKETING ONE SECURITIES, INC.
August 7, 1989 - April 16, 1992
CAPITAL BROKERAGE CORPORATION
May 25, 1988 - August 1, 1989
IDS LIFE INSURANCE COMPANY
May 25, 1988 - August 1, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2023)
(10/23/2023)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
