Janet A. Fiorenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Ann Fiorenza, who also goes by Janet A Kelly, Janet Ann Kelly, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1989. Janet had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - December 31, 2019
RICHTER BOBER ASSET MANAGEMENT, LLC
February 7, 2005 - June 29, 2011
NEUBERGER BERMAN BD LLC
May 23, 1989 - February 14, 2005
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
RICHTER BOBER ASSET MANAGEMENT, LLC
CRD#: 121956 / SEC#: 801-61367
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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