John P. Papa

DIVERSIFIED PLANNING STRATEGIES ADVISORS

Roseland, NJ 07068

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CRD#: 1834731

Professional summary

John Peter Papa is a registered financial advisor currently at DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC located in Roseland, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 8 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Papa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2022 - Present

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

Office #1: 101 Eisenhower Pkwy Suite 108, Roseland, NJ 07068

RIA

CRD#: 321737

Roseland, NJ

Past

May 2, 2016 - September 30, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Caldwell, NJ

Past

January 20, 2015 - June 7, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

CALDWELL, NJ

Past

January 30, 2008 - January 28, 2009

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

E HANOVER, NJ

Past

December 1, 2006 - December 31, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

HANOVER, NJ

Past

June 30, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

HANOVER, NJ

Past

May 3, 1999 - July 28, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

June 27, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/31/2022)

IAR

Texas
(5/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 6/26/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

CRD#: 321737 / SEC#:

New Jersey

Registered Investment Advisory firm - (8/31/2022 Approved)

Texas

Registered Investment Advisory firm - (5/25/2022 Conditional Restricted)

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Contact information

Main Address

101 Eisenhower Pkwy Suite 108, Roseland, NJ 07068

Mailing Address

Phone number

(973) 226-6000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	580
AUM (Assets Under Management)	$ 97,961,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Papa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Papa's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

HORNOR, TOWNSEND & KENT, LLC

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2014

Series 6

Date: 6/26/1989

Current Firm

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

TRUST BUT VERIFY

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