Barry J. Harcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry James Harcus was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1988. Barry had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2002 - December 18, 2002
SCOTTSDALE CAPITAL ADVISORS CORP
May 31, 1995 - October 2, 2002
GAINEY FINANCIAL SERVICES, INC.
June 3, 1994 - June 1, 1995
SMITH, BENTON & HUGHES, INC.
May 24, 1993 - June 8, 1994
REGENCY CAPITAL GROUP, INC.
May 7, 1993 - May 20, 1993
CENTEX SECURITIES, INCORPORATED
March 25, 1991 - May 19, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.
June 22, 1988 - March 14, 1991
PARADISE VALLEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
