Mark D. Holly

PCA INVESTMENT ADVISORY SERVICES

CINCINNATI, OH 45206

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CRD#: 1834699

Professional summary

Mark Dennis Holly, AIF® is a registered financial advisor currently at PCA INVESTMENT ADVISORY SERVICES, INC. located in Cincinnati, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Holly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 29, 2010 - Present

PCA INVESTMENT ADVISORY SERVICES, INC.

Office #1: 2133 Luray Avenue, Cincinnati, OH 45206

RIA

CRD#: 123475

CINCINNATI, OH

Past

April 23, 2003 - December 15, 2006

PCA INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 123475

CINCINNATI, OH

Past

April 23, 2001 - December 31, 2016

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

September 16, 1991 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

March 1, 1990 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

March 1, 1990 - August 28, 1991

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

June 21, 1988 - January 27, 1990

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PCA INVESTMENT ADVISORY SERVICES, INC.

PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA

Registered Investment Advisory firm - (12/15/2006 Approved)

Ohio

Registered Investment Advisory firm - (12/15/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Current Firm

PCA INVESTMENT ADVISORY SERVICES, INC.

PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA

Registered Investment Advisory firm - (12/15/2006 Approved)

Ohio

Registered Investment Advisory firm - (12/15/2006 Terminated)

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Contact information

Main Address

2133 Luray Avenue, Cincinnati, OH 45206

Mailing Address

Phone number

(513) 281-3366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA INVESTMENT SERVICES FIRM BROCHURE (1/17/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 3,582,880,777

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/10/2025	Cover Page	Report
08/13/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Mark D. Holly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Holly's CRS (Customer Relationship Summary).

Certified licenses

Experience

PCA INVESTMENT ADVISORY SERVICES, INC.

L.M. KOHN & COMPANY

DONAHUE SECURITIES, INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

PCA INVESTMENT ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2004

Series 63

Date: 7/14/1988

SIE

Date: 12/31/2016

Series 7

Date: 6/18/1988

Current Firm

PCA INVESTMENT ADVISORY SERVICES, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PCA INVESTMENT ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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