John E. Van Leeuwen

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CRD#: 1834633

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Eric Van Leeuwen, who also goes by John E. Van Leeuwen, John Eric Vanleeuwen, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1988. John had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John E. Van Leeuwen | John Eric Vanleeuwen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2006 - February 9, 2012

TPG FINANCIAL ADVISORS, LLC

RIA

CRD#: 141153

PORTLAND, OR

Past

March 2, 2006 - December 31, 2011

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

PORTLAND, OR

Past

February 22, 2006 - December 31, 2011

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

PORTLAND, OR

Past

September 25, 2001 - March 2, 2006

CETERA ADVISORS LLC

RIA

CRD#: 10299

PORTLAND, OR

Past

April 4, 1994 - March 2, 2006

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

May 25, 1988 - April 7, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 25, 1988 - June 29, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/13/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Current Firm

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

11850 Sw 67th Avenue Suite 100, Portland, OR 97223

Mailing Address

Phone number

(503) 241-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (RETIREMENT PLANS) (3/25/2025)

FORM ADV PART 2A (INDIVIDUALS) (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,587
AUM (Assets Under Management)	$ 1,964,622,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Van Leeuwen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

TPG FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/1993

Series 63

Date: 10/5/1988

Series 31

Date: 12/13/2004

Series 7

Date: 5/21/1988

Current Firm

TPG FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TPG FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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