Todd J. Muha

THIRD COAST SECURITIES LLC

TRAVERSE CITY, MI 49684

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CRD#: 1834475

Professional summary

Todd Jerome Muha is a registered financial advisor currently at THIRD COAST SECURITIES LLC located in Traverse City, Michigan.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jerome Muha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2020 - Present

THIRD COAST SECURITIES LLC

Office #1: 12935 S West Bay Shore Dr Suite 145, Traverse City, MI 49684

RIA

CRD#: 307965

TRAVERSE CITY, MI

Past

April 9, 2013 - October 8, 2019

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

TRAVERSE CITY, MI

Past

April 1, 2013 - October 8, 2019

SAXONY SECURITIES, INC.

CRD#: 115547

TRAVERSE CITY, MI

Past

April 24, 2006 - February 21, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TRAVERSE CITY, MI

Past

July 1, 2003 - February 21, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TRAVERSE CITY, MI

Past

September 15, 1989 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 23, 1988 - September 16, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

THIRD COAST SECURITIES LLC

CRD#: 307965 / SEC#:

Michigan

Registered Investment Advisory firm - (8/28/2020 Approved)

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Contact information

Main Address

12935 S West Bay Shore Dr Suite 145, Traverse City, MI 49684

Mailing Address

Phone number

(231) 421-1064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 6,934,767

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd J. Muha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jerome Muha's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1999

Series 63

Date: 8/23/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Current Firm

THIRD COAST SECURITIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THIRD COAST SECURITIES LLC

TRUST BUT VERIFY

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