Ellen M. Bermel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Mary Bermel, who also goes by Ellen Bermel, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1988. Ellen had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - July 2, 2020
VOYA INVESTMENTS DISTRIBUTOR, LLC
August 4, 2015 - January 19, 2018
BNY MELLON SECURITIES CORPORATION
December 10, 2013 - August 14, 2014
ARTISAN PARTNERS DISTRIBUTORS LLC
August 19, 2005 - November 8, 2013
GOLDMAN SACHS & CO. LLC
May 21, 1997 - April 1, 2003
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
September 21, 1993 - December 19, 1996
LEHMAN BROTHERS INC.
May 25, 1988 - December 18, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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