Gregory B. Galloway

FUND ADVISORS OF AMERICA

Orlando, FL 32810

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CRD#: 1834265

Professional summary

Gregory Buchanan Galloway, who also goes by Gregory B Galloway, is a registered financial advisor currently at FUND ADVISORS OF AMERICA INC located in Orlando, Florida.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Gregory has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory B Galloway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Buchanan Galloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 1993 - Present

FUND ADVISORS OF AMERICA INC

Office #1: 1800 Pembrook Drive Suite 300, Orlando, FL 32810

RIA

CRD#: 112567

Orlando, FL

Past

January 18, 2005 - December 9, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

ORLANDO, FL

Past

August 28, 2003 - January 18, 2005

SAXONY SECURITIES, INC.

CRD#: 115547

ST. LOUIS, MO

Past

March 20, 1998 - September 8, 2003

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

March 15, 1996 - January 30, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

October 12, 1993 - March 28, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

August 18, 1992 - March 1, 1993

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 15, 1989 - August 21, 1992

PREMIERETRADE SECURITIES, INC.

CRD#: 16776

ALTAMONTE SPRINGS, FL

Past

July 19, 1988 - November 18, 1989

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUND ADVISORS OF AMERICA INC

CRD#: 112567 / SEC#: 801-57292

RIA

Registered Investment Advisory firm - (3/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/10/2000)

IAR

Texas
(3/11/1993)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/1992

General Securities Principal Examination

Current Firm

FUND ADVISORS OF AMERICA INC

CRD#: 112567 / SEC#: 801-57292

RIA

Registered Investment Advisory firm - (3/7/2000 Approved)

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Contact information

Main Address

1800 Pembrook Drive Suite 300, Orlando, FL 32810

Mailing Address

Phone number

(407) 667-4729

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 131,999,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory B. Galloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Buchanan Galloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

SAXONY SECURITIES, INC.

CLEARING SERVICES OF AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LPL FINANCIAL LLC

PREMIERETRADE SECURITIES, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

Primary Firm SEC Registration

FUND ADVISORS OF AMERICA INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1992

Series 63

Date: 9/20/1988

Series 7

Date: 7/16/1988

Series 24

Date: 12/3/1992

Current Firm

FUND ADVISORS OF AMERICA INC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FUND ADVISORS OF AMERICA INC

TRUST BUT VERIFY

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