Frederick P. Ziwot
Professional summary
Frederick Paul Ziwot, who also goes by Frederick Paul Gill Ziwot, Rick Ziwot, is a registered financial advisor currently at CARAPACE FINANCIAL ADVISORS LLC located in Bedminster, New Jersey.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Frederick has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Paul Ziwot's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2018 - Present
CARAPACE FINANCIAL ADVISORS LLC
Office #1: One Pluckemin Way Suite 303, Bedminster, NJ 07921August 23, 2017 - August 25, 2021
FINANCIAL NORTHEASTERN SECURITIES, INC.
January 14, 2016 - August 18, 2017
MERRION INVESTMENT MANAGEMENT CO, LLC
September 21, 2010 - August 18, 2017
MERRION SECURITIES, LLC
July 3, 2001 - October 9, 2007
HSBC SECURITIES (USA) INC.
November 21, 1995 - April 30, 2001
BANC OF AMERICA SECURITIES LLC
October 28, 1988 - September 30, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2023)
(2/8/2018)
(2/6/2025)
Exams
Current Firm
CARAPACE FINANCIAL ADVISORS LLC
CRD#: 291404 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 85,887,834 |
Red Flags
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