Anthony G. Keshish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony George Keshish was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1988. Anthony had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2001 - May 3, 2005
BROOKSTREET SECURITIES CORPORATION
November 23, 1998 - May 10, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 25, 1995 - November 11, 1998
LADENBURG CAPITAL MANAGEMENT INC.
June 23, 1994 - July 28, 1995
CORTLANDT CAPITAL CORPORATION
June 1, 1994 - July 28, 1995
CORTLANDT CAPITAL CORPORATION
April 20, 1993 - June 21, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 18, 1991 - April 23, 1993
CORTLANDT CAPITAL CORPORATION
July 17, 1990 - December 24, 1991
BARRETT DAY SECURITIES, INC.
March 23, 1990 - July 19, 1990
FIRST MONTAUK SECURITIES CORP.
February 27, 1989 - April 27, 1990
BARRETT DAY SECURITIES, INC.
June 21, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
