Susan E. Hamilton

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CRD#: 1833777

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Susan Elizabeth Hamilton, CFP®, who also goes by Susan Hamilton, was a registered financial professional .

Susan is a previously registered financial professional and started their career in finance in 1988. Susan had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susan Hamilton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVEST WEALTH MANAGEMENT

SAGE FINANCIAL MANAGEMENT GROUP, INC. | SAGEVEST WEALTH MANAGEMENT

CRD#: 143562 / SEC#: 801-67703

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/20/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Current Firm

SAGEVEST WEALTH MANAGEMENT

SAGE FINANCIAL MANAGEMENT GROUP, INC. | SAGEVEST WEALTH MANAGEMENT

CRD#: 143562 / SEC#: 801-67703

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

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Contact information

Main Address

1320 Old Chain Bridge Road Suite 250, Mclean, VA 22101

Mailing Address

Phone number

(703) 992-7650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	534
AUM (Assets Under Management)	$ 358,501,012

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan E. Hamilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BERNHARDT WEALTH MANAGEMENT, INC.

KEYSTONE ASSET MANAGEMENT, INC.

WEST FINANCIAL SERVICES, INC.

WEST FINANCIAL SERVICES INC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAGEVEST WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/1993

Series 63

Date: 7/1/1988

Series 3

Date: 6/20/1989

Series 7

Date: 6/18/1988

Current Firm

SAGEVEST WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVEST WEALTH MANAGEMENT

TRUST BUT VERIFY

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