Donald L. Watson
Professional summary
Donald Lee Watson Jr. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Donald had worked at 20 firms, which includes WATSON & COMPANY INC., JEFFREY MATTHEWS WEALTH MANAGEMENT LLC, THE JEFFREY MATTHEWS FINANCIAL GROUP L.L.C., STIFEL NICOLAUS & COMPANY INCORPORATED, FIRSTRUST, INTERNATIONAL ASSETS ADVISORY LLC, PNC WEALTH MANAGEMENT LLC, LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC, RAYMOND JAMES FINANCIAL SERVICES INC., MORGAN KEEGAN & COMPANY LLC, AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC, AMSOUTH INVESTMENT SERVICES INC., LUMENT SECURITIES LLC, PNC BROKERAGE CORP, CAMELOT INVESTMENT CORP., INVESTORS ASSOCIATES INC., ROBERT TODD FINANCIAL CORP., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2016 - December 31, 2016
WATSON & COMPANY, INC.
October 28, 2015 - January 14, 2016
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
September 29, 2015 - January 14, 2016
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
June 5, 2015 - September 23, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 27, 2015 - September 23, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 13, 2014 - January 13, 2015
FIRSTRUST
October 7, 2013 - July 17, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
March 26, 2013 - August 19, 2013
PNC WEALTH MANAGEMENT LLC
March 25, 2013 - August 19, 2013
PNC WEALTH MANAGEMENT LLC
March 14, 2012 - March 25, 2013
PNC WEALTH MANAGEMENT LLC
February 24, 2012 - March 25, 2013
PNC WEALTH MANAGEMENT LLC
October 11, 2011 - February 17, 2012
LPL FINANCIAL LLC
October 11, 2011 - February 17, 2012
LPL FINANCIAL LLC
January 27, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
January 14, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 11, 2009 - January 4, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 5, 2007 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 9, 2007 - January 4, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 6, 2007 - November 12, 2007
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - November 12, 2007
MORGAN KEEGAN & COMPANY, LLC
February 3, 2005 - February 20, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
December 18, 2003 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
July 16, 1999 - November 25, 2003
LUMENT SECURITIES, LLC
April 4, 1994 - July 3, 1998
PNC BROKERAGE CORP
May 27, 1993 - March 10, 1994
CAMELOT INVESTMENT CORP.
June 3, 1992 - May 4, 1993
INVESTORS ASSOCIATES, INC.
February 28, 1991 - June 11, 1991
ROBERT TODD FINANCIAL CORP.
July 20, 1988 - October 2, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WATSON & COMPANY, INC.
CRD#: 174235 / SEC#: 801-80773
Contact information
Red Flags
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