Walker Bagby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walker Bagby was a registered financial professional .
Walker is a previously registered financial professional and started their career in finance in 2005. Walker had worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2021 - December 16, 2021
SPANISH PEAKS CAPITAL MANAGEMENT
August 30, 2016 - December 31, 2020
SPANISH PEAKS CAPITAL MANAGEMENT
October 31, 2005 - July 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2005 - July 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SPANISH PEAKS CAPITAL MANAGEMENT
CRD#: 160531 / SEC#:
Contact information
Red Flags
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