William N. Nagashima
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nobuo Nagashima, who also goes by Bill Nagashima, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1999 - December 31, 2012
FOOTHILL SECURITIES, INC.
October 14, 1997 - December 31, 2012
FOOTHILL SECURITIES, INC.
March 15, 1990 - October 20, 1997
FSC SECURITIES CORPORATION
May 26, 1988 - March 12, 1990
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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