Glen M. Mueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Maximilian Mueller, who also goes by Glen M Mueller, Glen Maximillian Mueller, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1988. Glen had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2010 - February 19, 2013
FIRST EMPIRE ASSET MANAGEMENT, INC
March 4, 2009 - February 19, 2013
FIRST EMPIRE SECURITIES, INC.
February 10, 1997 - August 7, 1997
TULLETT PREBON FINANCIAL SERVICES LLC
July 12, 1996 - February 11, 1997
BARRA ANALYTICS SECURITIES
July 19, 1995 - August 7, 1997
TULLETT LIBERTY BROKERAGE INC.
November 1, 1991 - August 5, 1994
FIRST EMPIRE SECURITIES, INC.
October 4, 1989 - February 7, 1990
MORGAN STANLEY DW INC.
July 1, 1988 - August 30, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST EMPIRE ASSET MANAGEMENT, INC
CRD#: 134411 / SEC#: 801-69470
Contact information
Red Flags
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