Charles S. Clem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Samuel Clem was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2008 - December 31, 2018
CLEM INVESTMENTS
April 23, 1996 - December 21, 2001
A. G. EDWARDS & SONS, INC.
September 12, 1990 - April 16, 1996
CITICORP INVESTMENT SERVICES
April 19, 1990 - August 29, 1990
A. G. EDWARDS & SONS, INC.
May 25, 1988 - March 22, 1990
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
CLEM INVESTMENTS
CRD#: 118423 / SEC#:
Contact information
Red Flags
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