Melody R. Weist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melody Rae Weist, who also goes by Meg Rae Donaldson, Melody R Donaldson, Melody Rae Donaldson, Melody Rae Scott, Melody R Weist, was a registered financial professional .
Melody is a previously registered financial professional and started their career in finance in 1988. Melody had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2012 - November 5, 2013
FINANCIAL AMERICA SECURITIES, INC.
March 12, 2010 - April 27, 2011
POTOMAC SECURITIES, LLC
April 2, 2007 - March 12, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - March 12, 2008
MORGAN STANLEY & CO. LLC
May 15, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
May 10, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
February 27, 2004 - May 15, 2006
UBS FINANCIAL SERVICES INC.
July 1, 2003 - February 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 21, 1988 - February 13, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/14/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINANCIAL AMERICA SECURITIES, INC.
CRD#: 5100 / SEC#: , 8-15719
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
