David J. Sitzer

FINANCIAL DIMENSIONS.

Lutherville, MD 21093

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CRD#: 1832997

Professional summary

David Jay Sitzer is a registered financial advisor currently at FINANCIAL DIMENSIONS, LLC. located in Lutherville, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIRST FINANCIAL OF MD FCU, Sparks, MD; investment related; FEDERALLY CHARTED CREDIT UNION, ACCEPTING NCUA INSURED DEPOSITS, LENDING MONEY TO CREDIT UNION MEMBERS; CHIEF INVESTMENT OFFICER; Started: 3/2017; HOURS ARE IN EXCESS OF 50 PER MONTH, during securities hours; MANAGE THE FIRM'S SUBSTANTIAL FIXED INCOME PORTFOLIO. ///// 2. NAME OF ORG: FINANCIAL MANAGERS SOCIETY, MARYLAND CHAPTER.IS THIS A MUNICIPALITY? NO; ADDRESS: NONE; NATURE OF BUSINESS: EDUCATION; ARE YOU AN OWNER: NO; BRIEF DESCRIPTION OF DUTIES: ORGANIZATION AMNAGEMENT, EVENT PLANNING ETC.; NUMBER OF HOURS OF INVOLVEMENT: 2-3 PER WEEK NORMALLY 3. I WORK AS A VOLUNTEER FOR FIRST FINANCIAL FEDERAL CREDIT UNION ABOUT 3 TO 5 HOURS PER MONTH. I ATTEND MONTHLY 1 HOUR MEETINGS TO REVIEW ANNUAL STRAT SESSIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Sitzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

FINANCIAL DIMENSIONS, LLC.

Office #1: 1301 York Road Suite 103, Lutherville, MD 21093

RIA

CRD#: 121379

Lutherville, MD

Past

December 1, 2010 - June 28, 2018

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

TOWSON, MD

Past

February 8, 2006 - November 23, 2010

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

April 16, 2002 - November 15, 2005

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

February 5, 1998 - March 4, 2002

THE CHAPMAN CO.

CRD#: 19178

COLUMBIA, MD

Past

December 23, 1994 - February 26, 1996

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 24, 1994 - October 8, 1994

BALTIMORE BANCORP INVESTMENT SERVICES, INC.

CRD#: 17514

Past

July 19, 1988 - January 27, 1993

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Current Firm

FINANCIAL DIMENSIONS, LLC.

FINANCIAL DIMENSIONS, INC. | FINANCIAL DIMENSIONS, LLC.

CRD#: 121379 / SEC#:

Maryland

Registered Investment Advisory firm - (1/1/1991 Approved)

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Contact information

Main Address

1301 York Road Suite 103, Lutherville, MD 21093

Mailing Address

Phone number

(410) 427-8967

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 19,931,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Sitzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Sitzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

M&T SECURITIES, INC.

JANNEY MONTGOMERY SCOTT LLC

THE CHAPMAN CO.

LEGG MASON WOOD WALKER, INCORPORATED

BALTIMORE BANCORP INVESTMENT SERVICES, INC.

JPMSI

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2024

Series 63

Date: 9/15/1988

SIE

Date: 6/28/2018

Series 7

Date: 7/16/1988

Current Firm

FINANCIAL DIMENSIONS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL DIMENSIONS, LLC.

TRUST BUT VERIFY

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