Scott R. Udine

UDINE WEALTH MANAGEMENT

Boca Raton, FL

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CRD#: 1832991

Professional summary

Scott Robert Udine is a registered financial advisor currently at UDINE WEALTH MANAGEMENT INC. located in Boca Raton, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Scott has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Udine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2008 - Present

UDINE WEALTH MANAGEMENT INC.

RIA

CRD#: 630

NEW YORK, NY

Past

September 28, 1988 - June 6, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UDINE WEALTH MANAGEMENT INC.

CRD#: 147158 / SEC#: 801-120603

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

California

Registered Investment Advisory firm - (4/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (3/24/2021 Terminated)

New York

Registered Investment Advisory firm - (3/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/28/2008)

IAR

Texas
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/2003

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/20/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2003

General Securities Principal Examination

Current Firm

UDINE WEALTH MANAGEMENT INC.

CRD#: 147158 / SEC#: 801-120603

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

California

Registered Investment Advisory firm - (4/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (3/24/2021 Terminated)

New York

Registered Investment Advisory firm - (3/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2021 Terminated)

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Contact information

Main Address

Boca Raton, FL

Mailing Address

Phone number

(954) 258-4392

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UDINE DISCLOSURE BROCHURE AND SUPPLEMENT (7/9/2025)

Regulatory assets under management

Total Number of Accounts	565
AUM (Assets Under Management)	$ 217,274,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott R. Udine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Udine's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURA FINANCIAL SERVICES, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

JWGENESIS SECURITIES, INC.

NICHOLS, SAFINA, LERNER & CO. INC.

PRUDENTIAL EQUITY GROUP, LLC

GRUNTAL & CO., L.L.C.

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

CIBC WORLD MARKETS CORP.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

UDINE WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2008

Series 63

Date: 6/26/2003

Series 7

Date: 6/19/2003

Series 3

Date: 12/20/1988

Series 24

Date: 10/15/2003

Current Firm

UDINE WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UDINE WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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