Jordan C. Gary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Chick Gary, who also goes by Chick Gary, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1988. Jordan had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - June 18, 2014
INVESTMENT & ASSET PLANNING, LLC
September 4, 2002 - September 12, 2011
LEO BROKERAGE, LLC
April 10, 1996 - September 3, 2002
SECURITIES AMERICA, INC.
February 7, 1992 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
May 25, 1988 - April 24, 1996
IDS LIFE INSURANCE COMPANY
May 25, 1988 - April 24, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT & ASSET PLANNING, LLC
CRD#: 109119 / SEC#: 801-56342
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
