David K. Colbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Keith Colbert, who also goes by David Colbert, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 10, Series 9, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2016 - October 21, 2021
TD AMERITRADE, INC.
November 1, 2016 - October 21, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 13, 2016 - October 21, 2021
TD AMERITRADE, INC.
November 4, 2010 - September 28, 2016
FIDELITY BROKERAGE SERVICES LLC
January 23, 1992 - May 30, 2003
FIDELITY BROKERAGE SERVICES LLC
May 18, 1990 - September 12, 1990
KOBER FINANCIAL CORP.
July 22, 1988 - March 10, 1989
CAPITAL FIRST SECURITIES, INC.
May 25, 1988 - July 5, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/2/2022
General Securities Representative ExaminationSeries 8
Date: 11/24/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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