Patrick J. Donelan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick John Donelan was a registered financial advisor .
Patrick is a previously registered financial advisor and started their career in finance in 1988. Patrick had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2007 - March 7, 2008
GARDEN STATE SECURITIES, INC.
June 22, 2007 - November 1, 2010
AMERICAN DEVELOPMENT AND INVESTMENT ADVISORS, LLC
May 16, 2006 - December 9, 2009
UNITED ECOENERGY ADVISORS, LLC
February 11, 2003 - September 15, 2005
SUMMIT FINANCIAL GROUP INC
February 3, 2003 - September 15, 2005
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 1, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 30, 1994 - January 2, 2001
JWGENESIS SECURITIES, INC.
September 23, 1994 - October 4, 1994
JOSEPHTHAL & CO., INC.
March 3, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
November 18, 1992 - March 15, 1994
H.J. MEYERS & CO., INC.
October 4, 1988 - November 23, 1992
D. H. BLAIR & CO., INC.
May 25, 1988 - June 23, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
