Michael T. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Jacobs was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2011 - January 18, 2016
WALNUT CREEK CAPITAL ADVISORS, LLC
April 7, 2003 - February 16, 2010
THOMAS GROUP CAPITAL
January 15, 2002 - November 4, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
January 10, 2002 - September 11, 2003
FIRST VANTAGE INVESTMENTS LLC
December 4, 1996 - May 29, 1998
HOULIHAN LOKEY CAPITAL, INC.
August 1, 1995 - November 15, 1996
RESURGENS CAPITAL & INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALNUT CREEK CAPITAL ADVISORS, LLC
CRD#: 131856 / SEC#: , 8-66521
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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