Roger A. Nicholls

BEST LIFE INFINITY

BOISE, ID

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CRD#: 1832447

Professional summary

Roger Alan Nicholls, who also goes by Alan Nicholls, is a registered financial advisor currently at BEST LIFE INFINITY, LLC located in Boise, Idaho.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Roger has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Nicholls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Alan Nicholls's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2023 - Present

BEST LIFE INFINITY, LLC

RIA

CRD#: 319232

BOISE, ID

Past

October 27, 2021 - December 31, 2022

INVESTMENT ADVISOR GROUP

RIA

CRD#: 312448

BOISE, ID

Past

May 26, 2021 - October 8, 2021

ONE WEALTH MAP, LLC

RIA

CRD#: 171750

Boise, ID

Past

November 6, 2020 - May 25, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

LAVISTA, NE

Past

February 28, 2020 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BOISE, ID

Past

October 25, 2016 - August 15, 2017

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174767

Boise, ID

Past

January 13, 2016 - May 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BOISE, ID

Past

January 13, 2016 - May 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BOISE, ID

Past

June 24, 2015 - January 12, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

EAGLE, ID

Past

June 4, 2015 - January 12, 2016

CETERA ADVISORS LLC

CRD#: 10299

EAGLE, ID

Past

February 16, 2005 - April 4, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BOISE, ID

Past

September 13, 2004 - April 4, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BOISE, ID

Past

May 26, 2004 - September 3, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 16, 2001 - December 6, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 2, 2000 - April 27, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

October 13, 1999 - December 8, 1999

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

Past

December 11, 1998 - June 17, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - December 21, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 31, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEST LIFE INFINITY, LLC

BEST LIFE INFINITY, LLC | MILITARY SURVIVOR FINANCIAL SERVICES

CRD#: 319232 / SEC#: 801-126123

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/27/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 7/3/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/3/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

BEST LIFE INFINITY, LLC

BEST LIFE INFINITY, LLC | MILITARY SURVIVOR FINANCIAL SERVICES

CRD#: 319232 / SEC#: 801-126123

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

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Contact information

Main Address

1755 Telestar Dr. Ste. 300, Colorado Springs, CO 80920

Mailing Address

Phone number

(719) 966-1985

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (LDI 03.13.25) (3/13/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 38,526,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger A. Nicholls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Alan Nicholls's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ADVISOR GROUP

ONE WEALTH MAP, LLC

ARBOR POINT ADVISORS

KMS FINANCIAL SERVICES, INC.

LEGACY WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SUNAMERICA SECURITIES, INC.

MORGAN STANLEY DW INC.

OSAIC FS, INC.

METROPOLITAN INVESTMENT SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BEST LIFE INFINITY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2015

Series 65

Date: 7/9/1994

Series 63

Date: 6/4/1988

SIE

Date: 5/6/2016

Series 7

Date: 6/4/2015

Series 3

Date: 6/27/1988

Series 10

Date: 7/3/2008

Series 9

Date: 7/3/2008

Current Firm

BEST LIFE INFINITY, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEST LIFE INFINITY, LLC

TRUST BUT VERIFY

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