Daniel E. Kendrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edwin Kendrick, who also goes by Daniel E Kendrick, Pete Kendrick, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 11 firms and has passed the Series 63, SIE, Series 62, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2020 - November 14, 2024
IP FINANCIAL ADVISORY SERVICES LLC
August 17, 2016 - September 14, 2020
INNOVATION PARTNERS LLC
August 12, 2016 - November 14, 2024
INNOVATION PARTNERS LLC
January 19, 2011 - August 8, 2016
NEWPORT COAST SECURITIES, INC.
October 28, 2010 - August 8, 2016
NEWPORT COAST SECURITIES, INC.
October 17, 2008 - October 19, 2010
BROOKSTONE SECURITIES, INC.
October 17, 2008 - October 19, 2010
BROOKSTONE SECURITIES, INC.
March 8, 2007 - October 28, 2008
JESUP & LAMONT ADVISORS
July 20, 2001 - October 28, 2008
EMPIRE FINANCIAL GROUP, INC.
December 7, 1995 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
May 4, 1989 - November 16, 1995
BUCKHEAD FINANCIAL CORPORATION
November 10, 1988 - May 8, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 31, 1988 - December 14, 1988
AVANTAX INVESTMENT SERVICES, INC.
July 28, 1988 - September 7, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/24/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
