Jane E. Lisheron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Elizabeth Lisheron, who also goes by Jane E Lisheron, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1989. Jane had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2012 - May 19, 2021
ARTISAN PARTNERS DISTRIBUTORS LLC
April 26, 2010 - May 22, 2012
FUNDS DISTRIBUTOR, LLC
February 4, 2005 - June 13, 2008
UBS FINANCIAL SERVICES INC.
March 2, 2004 - December 10, 2004
UBS FINANCIAL SERVICES INC.
March 3, 2000 - February 17, 2004
STRONG INVESTMENTS, INC.
June 1, 1998 - March 24, 2000
MORGAN STANLEY DW INC.
April 14, 1997 - June 15, 2000
WELLS FARGO CLEARING SERVICES, LLC
November 19, 1992 - April 11, 1997
ROBERT W. BAIRD & CO. INCORPORATED
September 19, 1989 - November 2, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/4/2022
General Securities Representative ExaminationSeries 8
Date: 7/29/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446 / SEC#: , 8-51043
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTISAN PARTNERS HOLDINGS LP | SOLE MEMBER OF LLC | |
| DEMSKI, JILL MARIE | CHIEF COMPLIANCE OFFICER | 4313464 |
| HAMMAN, JAMES STEPHEN JR | VICE PRESIDENT & SECRETARY | 2767492 |
| KREIN, CHRISTOPHER JON | VICE PRESIDENT | 4534130 |
| RAMIREZ, GREGORY KENNETH | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3094595 |
| VON HOFF, RYAN GEORGE | VICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER | 7169306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
