Michael W. Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wilfred Norton was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2021 - February 21, 2025
FINANCIAL PLANNING PARTNERS LLC
July 30, 2002 - April 28, 2025
EQUITABLE ADVISORS, LLC
April 28, 1998 - June 7, 2021
KARR BARTH FINANCIAL PLANNING, INC.
May 20, 1988 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 20, 1988 - April 28, 2025
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL PLANNING PARTNERS LLC
CRD#: 312773 / SEC#:
Contact information
Red Flags
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