Andrew J. Court

LEGACY WEALTH MANAGEMENT

Cape Coral, FL

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CRD#: 1831823

Professional summary

Andrew John Court, CFP®, ChFC®, CLU® is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT, INC. located in Cape Coral, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Andrew has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). SUMMIT SAN SIMEON, LLC; INV RELATED; 1740 BRACKETT AVE, EAU CLAIRE, WI 54701; REAL ESTATE RENTALS; PART OWNER; START 06/2013; 12 HOURS PER MONTH, 4 HOURS DURING SECURITIES TRADING HOURS; MANAGE RENTALS. 2). SHAREHOLDER, LLC; INV RELATED; 5248 SEMINOLE COURT, CAPE CORAL, FL 33904; REAL ESTATE RENTALS; OWNER; START 07/2013; 2 HOURS PER MONTH, 1 HOUR DURING SECURITIES TRADING HOURS; SUPERVISE MANAGEMENT COMPANY. 3). PREMIER PROPERTY MANAGEMENT, LLC; INV RELATED; 1740 BRACKETT AVE, EAU CLAIRE, WI 54701; REAL ESTATE; OWNER; START 04/2017; 6 HOURS PER MONTH, 3 HOURS DURING SECURITIES TRADING HOURS; MANAGE RENTALS. 7. INDEPENDENT AGENT; INV RELATED; 5248 SEMINOLE COURT, CAPE CORAL, FL 33904; FIXED INSURANCE; INSURANCE AGENT; START 01/2018; 20 HOURS PER MONTH, 20 HOURS DURING SECURITIES TRADING HOURS; 4). FIXED INSURANCE SALES AND DBA FOR SECURITIES/ADVISORY SERVICES. 5). SELLSTATE PRIORITY REALTY; INVESTMENT RELATED; 5248 SEMINOLE CT, CAPE CORAL, FL 33904; REAL ESTATE; REAL ESTATE AGENT; START 12/2018; 3 HOURS PER MONTH; 3 HOURS DURING TRADING HOURS; REAL ESTATE AGENT. 9; Windmare LLC Charter Boat Business 11/2014

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Court's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 6, 2020 - Present

LEGACY WEALTH MANAGEMENT, INC.

RIA

CRD#: 306557

Cape Coral, FL

Past

June 2, 2017 - December 31, 2019

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

CAPE CORAL, FL

Past

May 12, 2017 - December 31, 2019

GRADIENT SECURITIES, LLC

CRD#: 127701

CAPE CORAL, FL

Past

July 26, 1988 - January 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EAU CLAIRE, WI

Past

July 15, 1988 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 15, 1988 - January 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EAU CLAIRE, WI

Past

June 9, 1988 - July 25, 1988

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 9, 1988 - July 25, 1988

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/6/2020)

IAR

Wisconsin
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/8/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2003

General Securities Principal Examination

Current Firm

LEGACY WEALTH MANAGEMENT, INC.

LEGACY FINANCIAL PLANNING, INC. | LEGACY WEALTH MANAGEMENT, INC.

CRD#: 306557 / SEC#:

Florida

Registered Investment Advisory firm - (2/6/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (2/10/2020 Approved)

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Contact information

Main Address

Cape Coral, FL

Mailing Address

Phone number

(715) 456-2274

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 6,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Court

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Court's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Series 6

Date: 6/8/1988

Series 51

Date: 3/28/2003

Series 24

Date: 1/14/2003

Current Firm

LEGACY WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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