AO
Alan R. Olson
CETERA INVESTMENT ADVISERS LLC
Ocklawaha, FL
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CRD#: 1831698
AO
Professional summary
Alan Robert Olson, who also goes by Alan Olson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ocklawaha, Florida and CETERA WEALTH SERVICES, LLC located in Ocklawaha, Florida.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Alan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: Weekend Warrior Racing LLC; No; 15443 MARTINS HUNDRED DRIVE; CENTREVILLE; VA; 20120; automotive; owner, driver, coach, instructor; 1/1/2006; 40; 0; owner, driver, coach, instructor; 2. NAME OF ENTITY:DC REGION OF THE SPORTS CAR CLUB OF AMERICA; No; PO BOX 4334; SILVER SPRING; MD; 20914; CAR CLUB; BOARD MEMBER,DRIVER REP, CLASS ADMINISTRATOR; 10/11/2017; 2; 0; REPRESENT THE CLUB MEMBERS,ASSIST WITH EVENTS AND ADMINISTER CLASS RULES; 3. NAME OF ENTITY:OLSINVEST FINANCIAL; Yes; 15443 MARTINS HUNDRED DRIVE; CENTREVILLE; VA; 20120; FINANCIAL SERVICES/DBA; OWNER/FINANCIAL ADVISOR; 6/1/2003; 160; 160; SECURITIES & INVESTMENT PRODUCTS|NAME OF ENTITY: Independent Insurance Agent; Yes; 5100 SE 180 TERRACE; OCKLAWAHA; FL; 32179; Fixed Insurance Sales; Independent Insurance Agent; 10/24/2018; 10; 5; Sales of Fixed Insurance product; 4. NAME OF OTHER BUSINESS: ALAN ROBERT OLSON LLC, INVESTMENT RELATED: NO, ADDRESS: 18061 SE 52ND ST, OCKLAWAHA, FL 32179, NATURE OF BUSINESS: SHELL LLC, START DATE:06/2003, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PERSONAL TAX SHELTER;
CRS (Client Relationship Summary) - RIA
Click below to view Alan Robert Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Ocklawaha, FL
Current
June 3, 2021 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OCKLAWAHA, FL
Past
June 4, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Centerville, VA
Past
February 8, 2013 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Ocklawaha, FL
Past
February 4, 2013 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Ocklawaha, FL
Past
July 14, 2009 - February 8, 2013
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CENTREVILLE, VA
Past
July 14, 2009 - February 8, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CENTREVILLE, VA
Past
September 5, 2003 - July 24, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CENTREVILLE, VA
Past
June 2, 2003 - July 24, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CENTREVILLE, VA
Past
June 20, 2000 - June 23, 2003
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
ALEXANDRIA, VA
Past
May 1, 2000 - June 23, 2003
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
January 10, 1992 - May 16, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
April 3, 1989 - January 15, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 12, 1988 - April 20, 1989
G. K. SCOTT & CO., INC.
BD
CRD#: 3305
PLAINVIEW, NY
Past
May 25, 1988 - July 19, 1988
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2021)
RR
Arizona(6/10/2021)
RR
California(6/10/2021)
RR
District of Columbia(6/10/2021)
RR
Florida(6/3/2021)
IAR
Florida(4/7/2023)
RR
Georgia(8/19/2025)
RR
Illinois(1/3/2025)
RR
Maryland(6/10/2021)
RR
Mississippi(6/10/2021)
RR
Nevada(6/10/2021)
RR
Pennsylvania(6/10/2021)
RR
Virginia(6/10/2021)
IAR
Virginia(6/29/2023)
RR
West Virginia(6/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
