William B. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Brad Weber, who also goes by Brad Weber, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 7 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2021 - January 29, 2025
WEALTHTRUST ASSET MANAGEMENT, LLC
January 16, 2007 - August 20, 2008
MADISON PROPRIETARY TRADING GROUP, LLC
June 28, 1999 - July 24, 2001
RYAN BECK & CO.
July 17, 1997 - July 15, 1999
EARLYBIRDCAPITAL, INC.
March 22, 1994 - July 17, 1997
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 19, 1988 - May 15, 1989
PHILLIP LOUIS TRADING, INC.
May 25, 1988 - July 8, 1988
BERKELEY SECURITIES CORPORATION
Primary Firm SEC Registration
WEALTHTRUST ASSET MANAGEMENT, LLC
CRD#: 174901 / SEC#: 801-80938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHTRUST ASSET MANAGEMENT, LLC
CRD#: 174901 / SEC#: 801-80938
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 182,970,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
