Rodney J. Carrasquillo

SIEBERT ADVISORNXT.

Boca Raton, FL 33431

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CRD#: 1830784

Professional summary

Rodney John Carrasquillo, CFP® is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Boca Raton, Florida and MURIEL SIEBERT & CO., LLC located in Tampa, Florida.

Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Rodney has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney John Carrasquillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 7, 2018 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 4400 N. Federal Highway Suite 152, Boca Raton, FL 33431

RIA

CRD#: 288572

Boca Raton, FL

Current

January 3, 2020 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 4950 Northdale Blvd Suite 105, Tampa, FL 33624

CRD#: 5376

Tampa, FL

Past

July 23, 2014 - January 2, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

RIA

CRD#: 6670

TAMPA, FL

Past

November 1, 2012 - January 2, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

TAMPA, FL

Past

February 19, 2007 - December 10, 2012

GRACE FINANCIAL GROUP LLC

CRD#: 104133

TAMPA, FL

Past

February 13, 2006 - February 7, 2007

E*TRADE SECURITIES LLC

CRD#: 29106

TAMPA, FL

Past

March 2, 2005 - May 8, 2006

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

November 1, 2004 - March 1, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

TAMPA, FL

Past

April 14, 2003 - March 1, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 17, 2001 - April 11, 2003

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

August 30, 2000 - May 25, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 30, 2000 - May 25, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 15, 1988 - September 22, 1988

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(8/7/2018)

California
(1/3/2020)

Connecticut
(1/3/2020)

IAR

Florida
(12/18/2018)

Florida
(1/3/2020)

Georgia
(3/2/2020)

Illinois
(8/21/2024)

IAR

Illinois
(8/21/2024)

Louisiana
(3/2/2020)

Missouri
(10/27/2021)

IAR

Nevada
(4/3/2019)

Nevada
(1/3/2020)

New Hampshire
(1/3/2020)

New York
(1/3/2020)

North Carolina
(3/2/2020)

Oregon
(1/3/2020)

Tennessee
(3/2/2020)

Virginia
(3/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/22/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/28/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rodney J. Carrasquillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney John Carrasquillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

GRACE FINANCIAL GROUP LLC

E*TRADE SECURITIES LLC

BROWNCO, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BROWNCO, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

SIEBERT ADVISORNXT, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2004

Series 63

Date: 3/1/2001

SIE

Date: 10/1/2018

Series 55

Date: 9/22/2011

Series 7

Date: 8/28/2000

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIEBERT ADVISORNXT, LLC.

TRUST BUT VERIFY

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