Marc B. Schindler
PIVOT POINT ADVISORS
BELLAIRE, TX 77401
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CRD#: 1830780
Professional summary
Marc Benjamin Schindler, CFP®, who also goes by Market Schindler, is a registered financial advisor currently at PIVOT POINT ADVISORS, LLC located in Bellaire, Texas.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Marc has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Biography
Pivot Point Advisors openly embraces innovation, but at the same time, typifies traditional values of honesty, transparency and mutual trust that come with a personal relationship and deep understanding of its clients’ needs. Investors find in Pivot Point Advisors a partner who matches highly analytical reasoning with a personal touch, to provide the key ingredients for long-term success; rational decisions and disciplined implementation using robust investment strategies. With the right acumen, paired with its proprietary tools, this is a firm perfectly positioned to embrace not merely the economic climate of today, but also the financial horizon of tomorrow, working hard for clients every step of the way.
Question & Answer
What are your service offerings?
Investment Planning
Education Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Divorce Planning
Tax Planning
Business Succession Planning
Retirement Income Management
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Charitable Giving
College/Education Planning
Corporate Executives
Divorce Planning
High Net Worth Client Needs
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Market Schindler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Benjamin Schindler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
May 28, 2004 - Present
PIVOT POINT ADVISORS, LLC
Office #1: 5959 West Loop South 333, Bellaire, TX 77401RIA
CRD#: 130562
BELLAIRE, TX
Past
June 12, 2002 - June 10, 2004
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
HOUSTON, TX
Past
July 27, 1998 - June 10, 2004
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
April 27, 1994 - July 29, 1998
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
June 18, 1990 - May 10, 1994
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
November 21, 1989 - June 26, 1990
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 25, 1988 - December 20, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PIVOT POINT ADVISORS, LLC
PIVOT POINT ADVISERS, LLC | SCHINDLER/GREMM ADVISORS, LLC | PIVOT POINT ADVISORS, LLC
CRD#: 130562 / SEC#: 801-129978
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Texas
Registered Investment Advisory firm - (1/9/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/28/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PIVOT POINT ADVISORS, LLC
PIVOT POINT ADVISERS, LLC | SCHINDLER/GREMM ADVISORS, LLC | PIVOT POINT ADVISORS, LLC
CRD#: 130562 / SEC#: 801-129978
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Texas
Registered Investment Advisory firm - (1/9/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5959 West Loop South Suite 333, Bellaire, TX 77401
Mailing Address
Phone number
(713) 715-7000
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 131,053,296 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
