Katherine C. Zamora

PER STIRLING CAPITAL MANAGEMENT

Austin, TX 78746

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CRD#: 1830369

Professional summary

Katherine Cannon Zamora, who also goes by Katherine Jean Williams, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas and B.B. GRAHAM & COMPANY, INC. located in Austin, Texas.

Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Katherine has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Jean Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT: B.B. GRAHAM & COMPANY; INVESTMENT RELATED; ADDRESS: 44800 BEE CAVES ROAD, AUSTIN TX 78746, NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 07/2008. HOURS: APPROX. 50% OF TIME/MONTH DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO: PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; ADRESS: 4800 BEE CAVES ROAD, AUSTIN TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISORY FIRM; POSITON: INVESTMENT ADVISOR REPRESENTATIVE/RECRUITER/HR; START DATE: 02/2012; DUTIES: ACTING AS FINANCIAL ADVISOR, ENGAGING IN RECRUITING ACTIVITIES TO BRING NEW ADVISORS AND SUPPORT STAFF ON BOARD, HUMAN RESOURCE ACTIVITIES INCLUDING OBTAINING HEALTH INSURANCE, QUOTES, ETC., AS WELL AS SOME OF THE MARKETING OF THE FIRM TO THE FINANCIAL SERVICES INDUSTRY. HOURS: APPROX. 50% OF TIME/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Cannon Zamora's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2013 - Present

PER STIRLING CAPITAL MANAGEMENT, LLC

Office #1: 4800 Bee Caves Road, Austin, TX 78746

RIA

CRD#: 151671

Austin, TX

Current

July 31, 2008 - Present

B.B. GRAHAM & COMPANY, INC.

Office #1: 4800 Bee Cave Drive, Austin, TX 78746Office #2: 4900 Spicewood Springs Road, Suite 300, Austin, TX 78759

RIA

CRD#: 41533

Austin, TX

Past

August 13, 2008 - December 24, 2014

B.B. GRAHAM & COMPANY, INC.

RIA

CRD#: 41533

AUSTIN, TX

Past

October 30, 2007 - August 1, 2008

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

AUSTIN, TX

Past

October 25, 2007 - August 1, 2008

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

AUSTIN, TX

Past

April 5, 2005 - November 2, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

RIA

CRD#: 104476

AUSTIN, TX

Past

January 10, 2005 - November 2, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

CRD#: 104476

AUSTIN, TX

Past

October 25, 2004 - January 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

AUSTIN, TX

Past

October 20, 2004 - January 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

December 12, 2003 - December 19, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AUSTIN, TX

Past

December 12, 2003 - December 19, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 27, 2002 - October 21, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

AUSTIN, TX

Past

November 14, 1999 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 16, 1997 - May 18, 1998

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

CRD#: 30554

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/5/2011)

California
(8/11/2008)

Colorado
(10/20/2011)

District of Columbia
(10/16/2024)

Florida
(8/25/2008)

Idaho
(10/14/2011)

Kansas
(10/8/2020)

Louisiana
(10/31/2018)

Maine
(10/8/2024)

Maryland
(11/5/2020)

Minnesota
(11/1/2018)

New Hampshire
(1/19/2021)

New Jersey
(6/12/2014)

New Mexico
(9/6/2012)

North Carolina
(8/13/2008)

Ohio
(12/8/2011)

Oregon
(10/9/2024)

South Dakota
(10/22/2020)

Tennessee
(9/30/2020)

Texas
(7/31/2008)

IAR

Texas
(2/21/2013)

Virginia
(6/28/2011)

Washington
(1/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/11/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/17/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/17/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

4800 Bee Caves Road, Austin, TX 78746

Mailing Address

Phone number

(512) 628-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 PSCM FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,584
AUM (Assets Under Management)	$ 1,387,216,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katherine C. Zamora

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Cannon Zamora's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

B.B. GRAHAM & COMPANY, INC.

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

FIRST MIDAMERICA INVESTMENT CORPORATION

FIRST MIDAMERICA INVESTMENT CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

Primary Firm SEC Registration

PER STIRLING CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2000

Series 63

Date: 9/10/1997

SIE

Date: 10/1/2018

Series 31

Date: 7/11/2005

Series 7

Date: 2/17/2000

Series 6

Date: 9/10/1997

Series 24

Date: 2/17/2009

FINRA

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PER STIRLING CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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