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AF

Anthony Frazia

EULAV SECURITIES LLC
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 1829919
AF

Professional summary

Anthony Frazia is a registered financial professional currently at EULAV SECURITIES LLC located in Sarasota, Florida.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1996. Anthony has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 27, Series 14, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Frazia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2020 - Present

EULAV SECURITIES LLC

Office #1: 1605 Main Street Suite 912, Sarasota, FL 34236
BD
CRD#: 156396
SARASOTA, FL
Past

February 13, 2018 - September 27, 2018

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

March 25, 2003 - October 7, 2016

DAVIS DISTRIBUTORS, LLC

BD
CRD#: 7975
NEW YORK, NY
Past

February 13, 1996 - August 29, 2016

SHELBY CULLOM DAVIS & CO., L.P.

BD
CRD#: 767
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/10/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/4/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/27/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/12/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/7/1997
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/25/1997
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/22/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/30/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/6/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

ES
EULAV SECURITIES LLC
EULAV SECURITIES LLC

CRD#: 156396 / SEC#: , 8-68789

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1605 Main Street Suite 912, Sarasota, FL 34236
Mailing Address
1605 Main Street Suite 912, Sarasota, FL 34236
Phone number
(212) 907-1900
Established
Delaware since 12/23/2010
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EULAV ASSET MANAGEMENT100% OWNER
APPEL, MITCHELL ERICCEO/CFO4878161
SCAGNELLI, ROBERT ANGELOVICE PRESIDENT1565552
SPINDEL, HOWARDCCO708042
STOCK, RAYMOND MARTINVP AND SEC'Y1718102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EULAV SECURITIES LLC

CRD#: 156396Sarasota, FL 34236

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