John E. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Mcallister, who also goes by Jack Edward Mcallister, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2019 - December 31, 2019
THE LEADERS GROUP, INC.
February 15, 2007 - March 17, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 6, 2003 - April 18, 2006
SEI INVESTMENTS DISTRIBUTION CO.
October 5, 2000 - November 9, 2001
VP DISTRIBUTORS LLC
October 20, 1999 - August 31, 2000
SYMETRA SECURITIES, INC.
April 18, 1995 - November 21, 1997
MORGAN STANLEY DW INC.
June 26, 1994 - April 21, 1995
CITIGROUP GLOBAL MARKETS INC.
August 25, 1988 - April 19, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
