Jodi O. Padgett
INDEPENDENT FINANCIAL GROUP
Prescott, AZ 86303
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CRD#: 1828918
Professional summary
Jodi Oyler Padgett, CFP®, who also goes by Jodi Oyler, Jodi O Padgett, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Prescott, Arizona.
Jodi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jodi has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jodi Oyler | Jodi O Padgett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TAYLOR & PADGETT FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/10/2006 ADDRESS: 1555 Plaza West, Prescott AZ 86303, United States DESCRIPTION: 100% OWNER OF DBA TAYLOR & PADGETT FINANCIAL GROUP USED FOR MARKETING PURPOSES (2) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/28/1999 ADDRESS: 1555 Plaza West, Prescott AZ 86303, United States DESCRIPTION: AZ INSURANCE AGENT AT TAYLOR & PADGETT FINANCIAL GROUP OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) PADGETT & PEREA LLC POSITION: Partner NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: 1555 Plaza West, Prescott AZ 86303, United States DESCRIPTION: 50% OWNER OF PADGETT & PEREA LLC PROVIDING BOOKING, ACCOUNTING, AND TAX PREPARATION SERVICES (4) 1555 PLAZA WEST LLC POSITION: MEMBER NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/29/2000 ADDRESS: 1555 Plaza West, Prescott AZ 86303, United States DESCRIPTION: 25% OWNER OF 1555 PLAZA WEST LLC REAL ESTATE HOLDING COMPANY (5) RENTAL PROPERTY POSITION: RENTAL INCOME NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 12215 KELTON LANE, SKULL VALLEY AZ 86338, United States DESCRIPTION: 100% RENTAL PROPERTY OWNER (6)PAINTED LADY VINEYARD LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 12215 W KELTON LANE, SKULL VALLEY AZ 86338, United States DESCRIPTION: 50% OWNER OF PAINTED LADY VINEYARD
CRS (Client Relationship Summary) - RIA
Click below to view Jodi Oyler Padgett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jodi Oyler Padgett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 4, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1555 Plaza West, Prescott, AZ 86303RIA
BD
CRD#: 7717
Prescott, AZ
Current
January 3, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1555 Plaza West, Prescott, AZ 86303RIA
BD
CRD#: 7717
Prescott, AZ
Past
October 10, 2006 - December 31, 2019
TAYLOR & PADGETT FINANCIAL GROUP LLC
RIA
CRD#: 136377
PRESCOTT, AZ
Past
April 3, 2006 - January 8, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
PRESCOTT, AZ
Past
November 30, 1995 - January 8, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
PRESCOTT, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/22/2019)
RR
Arizona(1/3/2019)
IAR
Arizona(1/4/2019)
RR
California(1/3/2019)
RR
Colorado(2/21/2019)
RR
Connecticut(10/23/2019)
RR
Delaware(2/25/2019)
RR
Florida(8/12/2025)
RR
Georgia(1/11/2023)
RR
Hawaii(7/7/2025)
RR
Illinois(5/30/2019)
RR
Iowa(1/22/2019)
RR
Maine(2/5/2019)
RR
Michigan(3/7/2019)
RR
Minnesota(3/4/2019)
RR
Missouri(11/25/2019)
RR
Nevada(12/3/2019)
RR
New Hampshire(6/30/2025)
RR
New Mexico(1/3/2019)
RR
New York(1/3/2019)
RR
North Carolina(12/6/2019)
RR
North Dakota(11/4/2024)
RR
Ohio(1/23/2019)
RR
Oregon(1/25/2019)
RR
Pennsylvania(2/28/2019)
RR
South Carolina(9/29/2021)
RR
South Dakota(2/2/2022)
RR
Tennessee(3/13/2019)
IAR
Texas(1/4/2019)
RR
Texas(2/8/2019)
RR
Utah(2/21/2019)
RR
Vermont(9/5/2024)
RR
Virginia(1/4/2019)
RR
Washington(1/3/2019)
RR
West Virginia(6/12/2023)
RR
Wisconsin(1/23/2019)
RR
Wyoming(1/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Prescott, AZ 86303TRUST BUT VERIFY
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