Robert D. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dale Anderson, who also goes by Bob Anderson, Dale Anderson, Robert Dale Anderson Sr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2023 - May 24, 2023
ANDERSON FINANCIAL
July 27, 2015 - May 3, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 2015 - May 3, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
August 22, 2003 - July 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
August 22, 2003 - July 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 11, 1996 - August 29, 2003
CITIGROUP GLOBAL MARKETS INC.
October 11, 1996 - August 29, 2003
CITIGROUP GLOBAL MARKETS INC.
March 1, 1991 - November 4, 1996
UBS FINANCIAL SERVICES INC.
June 22, 1988 - March 5, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ANDERSON FINANCIAL
CRD#: 323555 / SEC#:
Contact information
Red Flags
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