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MK

Mary Patricia Kane

CRD# 1828614·Registered 2003 - 2010
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Patricia Kane, who also goes by Mary Kane, Patti Kane, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 2003 - 2010. Mary had worked at 4 firms and has passed the Series 3 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Kane, Patti Kane

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

SPIKE FINANCIAL SERVICES, LLC·CRD# 112193
BD
Chicago, IL
October 7, 2009 - January 4, 2010
MCCLENDON, MORRISON & PARTNERS, INC.·CRD# 14684
BD
Chicago, IL
September 5, 2006 - December 20, 2007
MARKET WISE SECURITIES, LLC·CRD# 45269
BD
Chicago, IL
March 25, 2004 - December 19, 2007
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
Chicago, IL
January 8, 2003 - December 19, 2007

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Current Firm

SF
SPIKE FINANCIAL SERVICES, LLC

SPIKE FINANCIAL SERVICES, LLC | TITAN TRADING SERVICES, LLC

CRD#: 112193 / SEC#: 8-53225
BD
Terminated by SEC on 02/20/2010

Contact Information

Established

Illinois since 11/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
PONTARELLI, ANTHONY TMEMBER4379261
DAGOSTINO, VINCE DMEMBER4379320
TITAN HOLDINGS, LLCMEMBER—
WALSH, MICHAEL PATRICKMEMBER4379257
KHOLAMIAN, DRO YEREVANTEMEMBER—
AMABILE, SAMMEMBER4379288
EVEY, THOMAS JAMESCEO, CCO, CFO, EXECUTIVE REP., SROP & CROP1157236
GRAZIANO, DAVID JOSEPHMEMBER4379277
MUELLER, THOMAS ANDREWMEMBER1164019

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Jun 2003About the Series 3 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2003About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MK
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